Volume 124, Issue 6 , Pages 1222-1228.e5, December 2009
The glutathione-S-transferase Mu 1 null genotype modulates ozone-induced airway inflammation in human subjects
Article Outline
- Abstract
- Methods
- Results
- Discussion
- Acknowledgment
- Methods
- Results
- Fig E1.
- Fig E2.
- Table E1.
- References
- Reference
- Copyright
Background
The glutathione-S-transferase Mu 1 (GSTM1) null genotype has been reported to be a risk factor for acute respiratory disease associated with increases in ambient air ozone levels. Ozone is known to cause an immediate decrease in lung function and increased airway inflammation. However, it is not known whether GSTM1 modulates these ozone responses in vivo in human subjects.
Objective
The purpose of this study was to determine whether the GSTM1 null genotype modulates ozone responses in human subjects.
Methods
Thirty-five healthy volunteers were genotyped for the GSTM1 null mutation and underwent a standard ozone exposure protocol to determine whether lung function and inflammatory responses to ozone were different between the 19 GSTM1 wild type and 16 GSTM1 null volunteers.
Results
GSTM1 did not modulate lung function responses to acute ozone. Granulocyte influx 4 hours after challenge was similar between GSTM1 normal and null volunteers. However, GSTM1 null volunteers had significantly increased airway neutrophils 24 hours after challenge, as well as increased expression of HLA-DR on airway macrophages and dendritic cells.
Conclusion
The GSTM1 null genotype is associated with increased airways inflammation 24 hours after ozone exposure, which is consistent with the lag time observed between increased ambient air ozone exposure and exacerbations of lung disease.
Key words: Glutathione-S-transferase Mu 1, ozone, pollution, inflammation, polymorphonuclear neutrophil, macrophage, dendritic cell
Abbreviations used: APC, Allophycocyanin, CC16, Clara cell protein 16, FITC, Fluorescein isothiocyanate, FVC, Forced vital capacity, GSTM1, Glutathione-S-transferase Mu 1, MFI, Mean fluorescence intensity, NQO1, NAD(P)H:quinone oxidoreductase, PE, Phycoerythrin
A number of pro-oxidant air pollutants, including particulate matter, tobacco smoke, diesel exhaust, and ozone, have been linked to exacerbation of asthma and lung disease.1, 2, 3, 4, 5 Glutathione-S-transferase Mu 1 (GSTM1) is a phase II antioxidant enzyme regulated by the transcription factor nuclear factor E2–related factor 2.6 The GSTM1 null (GSTM1−) genotype results in a failure to produce the GSTM1 protein. As noted in many reviews, the GSTM1− genotype confers increased risk for adverse health effects because of exposure to these air pollutants.1, 2, 3, 4, 5 As reviewed by Giesler and Olshan,7 case-control studies conducted in the United States of various tumors report frequencies of the GSTM1− genotype that range from 23% to 41% in African Americans, 32% to 53% in Asians, 40% to 53% in Hispanics, and 35% to 62% in white subjects. Furthermore, prevalence of the GSTM1− genotype ranges from 48% to 57% in white subjects, as reported in several population studies. Thus this gene variant occurs at high frequency in most ethnic populations.
Many investigators have reported increased susceptibility to lung disease after exposure to environmental tobacco smoke associated with the GSTM1− genotype. One study of children exposed to environmental tobacco smoke found that those children who either had the GSTM1− genotype or were homozygous for the GSTP1Val105 allele had increased risk of asthma at younger ages, with an increased risk for decreased lung function in adolescence.8 Others have reported that children with the GSTM1− genotype are significantly more likely to have increased risk of asthma or acute respiratory illnesses if they are born to mothers who smoke during pregnancy9 or if they had been exposed to environmental tobacco smoke.10 Human challenge studies have been conducted to investigate the role of the GSTM1− genotype on the interaction of second-hand tobacco smoke exposure with diesel exhaust exposure on response to allergen in allergic volunteers. In these studies GSTM1− volunteers have increased allergen-induced histamine release and IgE production in the nasal airway after exposure to these pollutants.11, 12
A series of reports of a cohort of children with asthma in Mexico City have demonstrated an effect of ambient air ozone exposure on asthma exacerbation. This group reported that asthmatic children with the GSTM1− genotype have increased risk for ozone-induced asthma exacerbation and are more likely to benefit from antioxidant supplementation to prevent such exacerbations. They have also reported that the Pro/Pro homozygous genotype (vs Pro/Ser or Ser/Ser genotypes) at the 187 position for the NAD(P)H:quinone oxidoreductase (NQO1) increases risk for asthma in GSTM1− children.13, 14, 15, 16 Another study examined the effect on lung function and serum levels of Clara cell protein 16 (CC16), which is a marker for increased respiratory cell permeability, of ozone levels of greater than 0.08 ppm in 24 bicyclists during a 2-hour ride.17 Eight of these 24 persons had both the wild-type NQO1 genotype and the GSTM1− genotype and were found to have a strong correlation between both serum CC16 levels and decreased lung function and ambient air ozone levels of greater than 0.08 ppm. Taken together, these observations indicate that the GSTM1− genotype is an important determinant of susceptibility to ozone-induced lung disease.
Human challenge studies of both asthmatic and nonasthmatic adults revealed 3 distinct responses after ozone challenge: an immediate decrease in lung function, which is most likely mediated by neural reflexes; increased bronchial reactivity; and increases in airway inflammation typified by increased influx of PMNs.18 The effect of ozone challenge on macrophage and monocyte populations is still being defined.
Acute ozone challenge has been reported to decrease macrophage numbers in the airway,18, 19 whereas others have found that repeated exposure to ozone augments airway macrophage populations.20 Additionally, we have reported that exposure to ozone causes increased expression of a number of innate and acquired immune surface proteins on airway monocytes and macrophages, including CD11b, CD14, CD16, CD86, and HLA-DR, that occur in concert with increases in airway PMN numbers.19 We hypothesized that an important mechanism by which ozone exerts adverse respiratory effects in human subjects involves recruitment of activated innate immune cells to the airway with enhanced expression of cell-surface proteins, such as CD14, CD86, and HLA-DR. These cells would likely enhance response to allergen in allergic persons, as well as responses to particulates containing biologic components, such as endotoxin, which might have health effects in allergic and nonallergic populations.
Healthy volunteers who had the GSTM1+ or GSTM1− genotype underwent inhalation challenge to 0.4 ppm of ozone for 2 hours to test this hypothesis. Changes in lung function, PMN and macrophage numbers, expression of cell-surface markers on immune cells, macrophage function, and cytokine levels were examined. If the GSTM1− genotype is associated with decreased lung function or increased airway neutrophil and macrophage responses to ozone, then this would be an important risk factor for acute disease morbidity associated with ozone.
Methods
Volunteer recruitment and inclusion criteria
This protocol was reviewed and approved by the University of North Carolina Committee on the Rights of Human Subjects (institutional review board). All subjects underwent a physical examination, a routine blood panel with complete blood cell count and differential, allergy skin testing, and genotyping for the GSTM1− or GSTM1+ genotype by using previously reported techniques.21 Subjects were required to have a negative methacholine challenge result. Female subjects had to have a negative urine pregnancy test result before challenge, and all volunteers were required to be free of chronic cardiovascular or respiratory illness and be free of acute respiratory illness within 4 weeks of ozone challenge. All subjects had FEV1 and forced vital capacity (FVC) values of 80% or greater of predicted value and FEV1/FVC ratios of 75% or greater of predicted normal value for height and age and were nonsmokers with no smoking history. All subjects were screened for their ability to provide an adequate induced sputum sample during their training sessions. Further recruitment criteria are detailed in the Methods section of this article's Online Repository (available at www.jacionline.org).
Ozone exposure and testing protocol
The ozone exposures were conducted in an ozone exposure chamber at the US Environmental Protection Agency Human Studies Facility on the campus of the University of North Carolina (Chapel Hill, NC). Each subject was exposed to ozone (0.4 ppm) for 2 hours while performing four 15-minute sessions of intermittent moderate exercise (expiratory minute ventilation, 30–40 L/min) on a treadmill, separated by 15 minutes of seated rest. Lung function, breath sounds, and vital signs were assessed before and after exposure.
Sputum was obtained 4 and 24 hours after exposure and processed as previously described.22, 23 This is further outlined in the Methods section in this article's Online Repository. Sputum was assessed for total and differential cell counts and immunophenotyping of neutrophils, macrophages, monocytes, and dendritic cells,19, 24 and functional assays for oxidative burst activity and phagocytosis of opsonized zymosan were assessed by means of flow cytometry on sputum macrophages.22, 25 Sputum supernatants were also assessed for cytokine concentration, as described in the Methods section in this article's Online Repository. Lung function and genotyping procedures are also described in the Methods section in this article's Online Repository.
Statistical analysis
Our a priori primary hypotheses were that persons with the GSTM1− genotype would have increased effects of ozone on lung function (greater decrements in lung function) and airway inflammation (increases in airway neutrophils and decreases in airway macrophages). The effect of ozone on airway cell immunophenotypes and macrophage function were also determined to test the exploratory hypotheses that persons with the GSTM1− genotype would have enhanced airway macrophage activation and cell function.
Paired t tests were used to compare each effect of ozone on lung function immediately and 24 hours after challenge, and sputum end points at 4 and 24 hours after challenge were compared with baseline measures within each genotype cohort (GSTM1− and GSTM1+) to first determine the effect of ozone on these end points. To test the primary hypothesis that persons with the GSTM1− genotype have enhanced responses to ozone, we compared the change from baseline at 4 or 24 hours for a given end point after ozone challenge between the GSTM1− and GSTM1+ groups using the 2-sample t test. Spirometric data immediately and 24 hours after challenge were normalized and expressed as the percentage change from baseline. Other end points were transformed by using natural logarithmic transformation to achieve a normal distribution before t test analysis. For primary hypotheses, significance was set at an α value of .05. For exploratory hypotheses, nominal P values of less than .10 are reported.
Although the ability to produce adequate sputum was an entrance criterion, some sputum samples recovered at baseline or after challenge did not yield a sufficient numbers of cells for recovery of all end points. This occurred randomly across the baseline, 4-hour postexposure, and 24-hour postexposure sputum collections. To account for the missing data points and maximize statistical power for hypothesis testing, we used multiple imputation methods.26 Data imputation was not performed on any end point for which a subject had missing data at all time points because of inadequate sputum cell recovery. For all primary end points, the sample size is 19 for GSTM1+ and 16 for GSTM1− volunteers. For exploratory end points, the assessed sample size is noted in the Results section. Thirty imputations were performed for each set of sputum end points (eg, baseline PMNs per milligram sputum values in GSTM1+ volunteers) that contained missing data. Only mean and SE values from actual data are depicted and reported in the Results section, with imputed data used only for hypothesis testing. A detailed description of the imputation methodology appears in the Methods section in this article's Online Repository.
Results
Demographics
Demographic data for the 35 healthy volunteers, ranging in age from 18 to 35 years, recruited for challenge to 0.4 ppm of ozone are presented in Table I. Twelve (32.3%) of the 35 were atopic, as determined by means of skin testing, although all were nonasthmatic, as determined by means of methacholine challenge. The GSTM1 genotype cohorts are described in Table I.
Table I. Study demographics
| Cohort | No. | Age (y) | Sex | Race | Atopic∗ |
|---|---|---|---|---|---|
| GSTM1+ | 19 | 23.8 ± 3.1 | 13 F/6 M | 10 white, 8 African American, 1 Asian | 6 |
| GSTM1− | 16 | 24.5 ± 5.1 | 7 F/9 M | 15 white, 1 African American | 6 |
∗All subjects were nonasthmatic, as confirmed by means of methacholine challenge. |
Effect of 0.4 ppm of ozone on lung function
The effect of ozone on lung function was a primary end point for this study. Fig 1 shows that ozone exposure caused significantly (P < .05) decreased FEV1 and FVC values immediately after challenge in GSTM1+ (n = 19) and GSTM1− (n = 16) subjects, and values are expressed as percentages of baseline value. No significant differences in lung function responses to ozone were found between the GSTM1+ and GSTM1− cohorts, with both having significant and similar decreases in FEV1 and FVC values immediately and 24 hours after exposure.

Fig 1.
Effect of GSTM1 genotypes on lung function response to ozone: FEV1 (top) and FVC (bottom) expressed as mean (SEM) percentages of baseline values 4 and 24 hours after ozone exposure in GSTM1+ (n = 19, solid bars) and GSTM1− (n = 16, open bars) subjects.
Effect of 0.4 ppm of ozone on airway PMN and macrophage numbers
The effect of ozone on airway PMN and macrophage numbers was also a primary end point for this study. Fig 2 shows that the GSTM1− cohort (n = 16) had significantly increased sputum PMN numbers 4 (P = .021) and 24 (P = .001) hours after challenge. The GSTM1+ cohort had significantly increased sputum PMN numbers 4 hours after challenge (P = .01), with a relative decrease in PMN numbers at 24 hours such that they were not significantly increased compared with baseline numbers. A comparison of the changes from baseline to 24 hours after challenge in the GSTM1+ and GSTM1− cohorts demonstrated that the GSTM1− cohort had a significantly increased PMN influx 24 hours after challenge (P = .03).

Fig 2.
Effect of GSTM1 genotypes on PMN and macrophage numbers in sputum in response to ozone: mean (SEM) PMNs per milligram of sputum (top) and macrophages per milligram of sputum (bottom) before (baseline) and 4 and 24 hours after ozone exposure in GSTM1+ (n = 19, solid bars) and GSTM1− (n = 16, open bars) subjects. ∗P < .05 versus baseline. +P < .05, GSTM1+ versus GSTM1−.
The bottom panel in Fig 2 shows that macrophage numbers were significantly decreased from baseline values 4 (P = .013) and 24 (P = .001) hours after ozone exposure in the GSTM1+ group. In the GSTM1− group a small nonsignificant decrease in macrophage numbers was found at 4 hours after challenge compared with baseline numbers, with the mean value increasing to a level greater than that seen at baseline at 24 hours. A comparison of the 24-hour macrophage response in the GSTM1+ and GSTM1− cohorts demonstrated that the GSTM1− cohort had a significantly increased macrophage number 24 hours after challenge (P = .002). For macrophages and neutrophils, data were recovered from 17 of 19 GSTM1+ volunteers at baseline, all volunteers 4 hours after challenge, and 17 of 19 volunteers 24 hours after challenge. For GSTM1− volunteers, data were recovered from 15 of 16 volunteers at baseline and 4 hours and 13 of 16 volunteers 24 hours after challenge. Multiple imputation techniques were used to estimate missing values for each data set, as described in the Methods section.
Effect of 0.4 ppm of ozone on airway macrophage and dendritic cell function
Two measures of macrophage function were assessed as exploratory end points: oxidative burst activity after activation with zymosan particles (Fig 3, top) and uptake of opsonized zymosan particles, phagocytosis (Fig 3, middle). Oxidative burst was increased in airway macrophages recovered from GSTM1− volunteers (n = 16) 24 hours after ozone challenge when compared with macrophages from 17 GSTM1+ volunteers (P = .03). Macrophage phagocytosis was increased 24 hours after ozone challenge in GSTM1− (n = 15) versus GSTM1+ (n = 19) volunteers (P = .05).

Fig 3.
Effect of GSTM1 genotypes on cell function 24 hours after ozone exposure: mean (SEM) oxidative burst activity MFI (top, macrophages, GSTM1+ n = 17, GSTM1− n = 16), phagocytosis (middle, macrophages, GSTM1+ n = 19, GSTM1− n = 15), and HLA-DR expression MFI (bottom, GSTM1+ n = 9, GSTM1− n = 11) at 4 and 24 hours after ozone exposure in GSTM1+ and GSTM1− subjects. ∗P < 0.05 versus before. +P < .05 for 24-hour response in GSTM1+ versus GSTM1− subjects.
Another exploratory end point we examined was the effect of ozone on cell-surface phenotypes on monocyte and macrophage populations, as defined by using flow cytometry. We focused on the effect of ozone on the expression of CD11b, CD14, CD16, CD64, CD86, and HLA-DR in monocytes, immature macrophages, mature macrophages, PMNs, and dendritic cells. We have previously reported that ozone exposure enhances expression of these markers on airway monocytes after ozone challenge and confirmed this observation in the present study, with the exception of CD16 (data not shown). When we analyzed the effect of ozone on surface marker expression in the GSTM1+ (n = 9) and GSTM1− (n = 11) groups (Fig 3, bottom), we found 3 significant differences at 24 hours for GSTM1− subjects: (1) increased expression of CD14 on airway PMNs (see Fig E1 in this article's Online Repository at www.jacionline.org); (2) increased expression of HLA-DR on airway dendritic cells at 24 hours after exposure (P = .003); and (3) increased HLA-DR expression on macrophages (P = .03) 24 hours after exposure. The 24-hour HLA-DR response was significantly different between GSTM1+ and GSTM1− volunteers for dendritic cells (P = .02) and macrophages (P = .03).
Airway cytokines
We also examined sputum supernatants for a number of proinflammatory cytokines (IFN-γ, IL-1β, IL-2, IL-4, IL-5, IL-8, IL-10, IL-12p70, IL-13, macrophage inflammatory protein 1α, and TNF-α). Of these, we observed significant increases in IL-1β levels at 4 (P = .01) and 24 (P = .05) hours after ozone and IL-8 levels 24 hours after ozone in the GSTM1− cohort, whereas the GSTM1+ cohort also showed increased levels, but these were not statistically significant. No difference between genotypes was observed. These results are further described in the Results section of this article's Online Repository (available at www.jacionline.org).
Discussion
In this study we tested the hypothesis that the GSTM1− genotype would increase sensitivity to inhaled challenge to 0.4 ppm of ozone, with the primary end points being change in lung function (FEV1 and FVC) and influx of neutrophils to the airway 4 and 24 hours after acute challenge. We found decreased mean FEV1 and FVC values after ozone challenge in GSTM1+ and GSTM1− volunteers but no difference in lung function response between these groups. We likewise found no difference in airway neutrophil numbers 4 hours after challenge between the genotype groups, with both groups demonstrating increased counts. However, at 24 hours after ozone challenge, we found a very notable and significant increase in airway neutrophil numbers in the GSTM1− cohort that was not found in the GSTM1+ group.
We also found that there was a significant decrease in the macrophages per milligram of sputum recovered in the GSTM1+ volunteers at 4 and 24 hours that was not observed in the GSTM1− group. Macrophage-mediated clearance of apoptotic luminal cells would depend on the presence of apoptotic PMNs in the airways, and hence PMN resolution resulting in fewer PMNs at 24 hours in the GSTM1+ cohort might explain fewer macrophages at that time point. Persistent inflammation, however, as observed in the GSTM1− cohort at 24 hours, might render the need for increased macrophage numbers and enhanced macrophage-mediated clearance. Thus comparing the differences in the change from baseline values between the groups at 24 hours after challenge, the GSTM1− volunteers had a significantly greater number of macrophages present in the airway. When compared with baseline values, oxidative burst and phagocytic capability of airway macrophages recovered 24 hours after ozone challenge were increased in the GSTM1− versus GSTM1+ volunteers. We also observed increased HLA-DR expression on macrophages and dendritic cells recovered from GSTM1− volunteers 24 hours after challenge. We have previously reported that concurrent with ozone-induced cell changes in the airway, namely neutrophil and monocytic cell influx, there are increases in expression of innate and acquired immune cell-surface proteins on airway macrophages and monocytes. These include CD11b, CD14, CD86, and HLA-DR.19 The persistence of macrophages in the airways of GSTM1− volunteers 24 hours after challenge is therefore likely biologically significant because these cell-surface proteins are central in mediating innate and acquired immune responses that can mediate exacerbations of lung disease.
Adverse events associated with increases in ambient air ozone exposure generally occur 24 to 48 hours after the ozone event has occurred, as reviewed by Peden.18 As described in the introduction, the GSTM1− genotype is associated with increased risk for such adverse events. If these effects were primarily due to an immediate effect of ozone on lung function, air pollution events should result in immediate (same-day) exacerbation of disease. Our observations that GSTM1− volunteers have increased neutrophilic inflammation in the airway, increased presence of functionally activated macrophages, and increased expression of HLA-DR on airway macrophages and dendritic cells 24 hours after ozone challenge suggest that these inflammatory and innate immune changes likely account for these effects. These changes could directly modify the airway or perhaps, in the case of allergic asthmatic subjects, enhance response to inhaled allergen, which has been reported by many investigators, as noted previously.18
It is unclear whether the increases in neutrophil and macrophage numbers in the airways 24 hours after ozone challenge in GSTM1− volunteers reflects a primary difference in these cells or increased chemoattraction and activation of inflammatory and immune cells by mediators secreted by structural tissues of the airway after exposure to ozone. There is ample evidence that ozone stimulates airway epithelial cells in ways that might influence inflammation. Ozone upregulates cytokine and eicosanoid secretion by epithelial cells, as noted previously27, 28 and reported here in the GSTM1− cohort, because they demonstrated significantly increased levels of the proinflammatory cytokines IL-1β and IL-8 after ozone, the latter being a potent chemoattractant for PMN influx. Epithelial cells stressed with ozone also release ATP, which is a proinflammatory signal for a number of inflammatory cells.29 Ozone actions on epithelial lining fluid might also result in production of lipid peroxidation products that have proinflammatory actions.27, 28, 30, 31
There are suggestions that the airway epithelium of GSTM1− subjects has increased susceptibility to ozone. A study of the effect of in vitro ozone exposure on nasal mucosal explants obtained from GSTM1+ and GSTM1− volunteers reveals that tissues from GSTM1− volunteers have significantly increased superoxide dismutase activity relative to that seen in GSTM1+ tissues.32 In the study by Bergamaschi et al17 examining the effect of ambient ozone on bicyclists, the GSTM1− genotype was a component of the haplotype associated with a correlation between ozone and CC16, a marker of epithelial cell injury. Taken together, these observations suggest that airway epithelial cells from GSTM1− subjects have increased susceptibility to ozone. We hypothesize that GSTM1 genotype–mediated differences in epithelial cell secretion of proinflammatory cytokine response to ozone might account, at least in part, for the effect of the GSTM1− genotype on ozone-induced airway inflammation.
It is important to note limitations to the current study. We did not assess changes in airway hyperresponsiveness, and we acknowledge that such changes could also account for increased risk for exacerbation of ozone-induced disease associated with the GSTM1− genotype. Also, in contrast to our study, Bergamaschi et al17 found that bicyclists exposed to lower levels of ambient ozone (0.08 ppm) experienced a significant effect on lung function in those with the NQO1 wild-type/GSTM1− haplotype. It is possible that the level of ozone we used in this study might have been so high that a GSTM1 genotype modulation of lung function response might have been masked.
Additionally, 16 of 16 of our GSTM1− volunteers were white, whereas 8 of the 19 GSTM1+ volunteers were African American, 1 was Asian, and 10 were white. The sample size of this study limits the ability to adjust for ethnicity, and it is possible that the differences we observed between the GSTM1+ and GSTM1− populations in this study might be due to other genetic factors that stratify by race rather than GSTM genotype. If factors other than differences in the GSTM genotype accounted for the differential responses to ozone we observed, then mechanisms other than impaired antioxidant capability would need to be explored as potential risk factors for pollutant-induced lung inflammation. However, as noted in the introduction, the prevalence of the GSTM1− genotype is high across most studied ethnic groups. As future studies enhance our sample size, we will need to confirm that the effect of the GSTM1− genotype on ozone-induced inflammation is true across multiple ethnic groups, which would make it less likely that other factors account for the differences we report herein.
In summary, we report that volunteers with the GSTM1− genotype have no differential lung function response to 0.4 ppm of ozone compared with the GSTM1+ group but do have a notable increase in airway PMN and activated macrophage numbers at 24 hours after ozone challenge compared with GSTM1+ volunteers. The GSTM1− genotype has been associated with increased risk for exacerbations of airway disease and asthma caused by pollutant exposure. Our observations on inflammatory response to ozone in GSTM1− volunteers temporally matches the epidemiologic observations that show ambient ozone-associated adverse effects 24 hours after exposure. Taken together, these observations are consistent with the hypothesis that GSTM1 is an important risk factor for ozone-induced exacerbations of respiratory disease due in part to GSTM1-associated differences in inflammatory response to ozone.
These observations suggest that the GSTM1− genotype likely confers increased risk for exacerbation of ozone-induced lung disease through promoting an enhanced neutrophilic and monocytic inflammatory response to ozone.
We acknowledge the skillful assistance of Martha Almond, Aline Kala, Margaret Herbst, Carole Robinette, Heather Wells, Nathaniel Bailey, Fernando Dimeo, Danuta Sujkowski, Evan Trudeau, Lynne Newlin-Clapp, Sally Ivins, and Nolan Sweeny from the University of North Carolina Center for Environmental Medicine, Asthma and Lung Biology; Maryann Bassett, Tracy Montilla, and Deborah Levin of the Environmental Public Health Division of the US Environmental Protection Agency; and Wes Gladwell of the Laboratory of Respiratory Biology of the National Institute of Environmental Health Sciences in the completion of this project.
Methods
Additional subject recruitment and ozone exposure monitoring criteria
Minimum requirements for an acceptable sputum sample included a total cell count of at least 100,000 cells, less than 40% squamous epithelial cells, and cell viability of at least 50%. Subjects unable to provide adequate sputum samples were excluded from participation. Our a priori smoking entrance criterion was that individuals with a smoking history of greater than 10 cigarettes (1 half-pack) a month during the 3 years before enrollment were excluded (although in fact all were true nonsmokers). Subjects using anti-inflammatory medications or medications suggesting a diagnosis for asthma were excluded. During the course of participation, all subjects were required to abstain from ingestion of vitamins C and E, ingestion of aspirin or any other anti-inflammatory medication, and exposure to cigarette smoke or other irritants. Female subjects provided a menstrual cycle history and a urine sample for pregnancy testing. During the exposure, cardiorespiratory performance was monitored and recorded during each exercise period. After the postexposure sputum induction procedure, subjects remained under medical supervision until pulmonary function (spirometric) results returned to within 5% of pre-exposure baseline values before leaving the laboratory.
Lung function testing
Spirometric testing was performed according to American Thoracic Society/European Respiratory Society recommendations by using the Viasys VMax 229 series spirometers (VIASYS Healthcare Respiratory Technologies, Yorba Linda, Calif). All subjects were seated, and at least 3 maneuvers were obtained, with the best of the 3 reported. Testing was performed before the subject entered the exposure chamber and then again immediately after exposure.
Genotyping
DNA extraction was performed on 100-μL blood samples by using the DNeasy blood & tissue isolation kit (Qiagen, Hilden, Germany), according to the manufacturer's instructions. A PCR method was used to detect the presence or absence of the GSTM1 gene; the β-globin gene was coamplified as an internal positive standard. One hundred nanograms of DNA was added to a PCR mixture composed of PCR buffer, 10 μmol/L of each GSTM1 primer (forward: 5′ - GAA CTC CCT GAA AAG CTA AAG C- 3′; reverse: 5′ - GTT GGG CTC AAA TAT ACG GTG G- 3′), 10 μmol/L of β-globin primer (forward: 5′ - GAA GAG CCA AGG ACA GGT- 3′; reverse: 5′ - CAA CTT CAT CCA CGT TCA CC- 3′), and 1 U/μL FailSafe Taq DNA polymerase and buffer F (Epicentre Biotechnologies, Madison, Wis). The reaction mixture was placed on a thermocycler 9700 (Applied Biosystems, Foster City, Calif) for 4 minutes at 95°C and then subjected to 35 cycles of 95°C for 1 minute, 56°C for 1 minute, and 72°C for 1 minute, followed by a final step at 72°C for 7 minutes. PCR products were submitted to electrophoresis on a 3% ethidium bromide–stained agarose gel (NuSieve/agarose, 3:1) and photographed with FluorChem SP Imager (Alpha Innotech, San Leandro, Calif). The absence of the amplifiable 215 bp (in the presence of the 268-bp β-globin PCR product) indicates the GSTM1− genotype.
Sputum induction and processing
Subjects provided an induced sputum sample during the screening visit and at 4 and 24 hours after ozone exposure. Sputum induction and processing methods have been previously described in detail and are referenced in the print article. In brief, three 7-minute inhalation periods of nebulized hypertonic saline (3%, 4%, and 5%; UltraNeb 99 ultrasonic nebulizer; DeVilbiss, Jackson, Tenn) were followed by expectoration of sputum into a sterile specimen cup. A cell-enriched “select” sample was obtained by plucking visible clumps of cells and cell-rich mucus “plugs” from the raw sample to separate them from noncellular portions of the sample. This was then treated with a dilute (0.1%) solution of dithiothreitol (Sputolysin; Calbiochem, San Diego, Calif) in Dulbecco PBS to digest mucus. After centrifugation (500g for 10 minutes), aliquots of sputum supernatant were immediately frozen and stored at −80°C, and the cell pellet was suspended in a small volume of HBSS. Cell viability (trypan blue exclusion) and total cell counts were assessed in a Neubauer hemacytometer, and differential cell counts were performed on cytocentrifuged cells stained with a modified Wright stain (Hema-Stain-3; Fisher Scientific, Hampton, NH). A portion of the cells was immediately used for flow cytometric assays.
Flow cytometry
Expression of selected cell-surface molecules on sputum and blood leukocytes was quantified by means of multicolor flow cytometry with a BD LSR-II flow cytometer (BD Immunocytometry Systems, San Jose, Calif). These included molecules associated with antigen presentation and specific immunity (CD80/B7.1, CD86/B7.2, and HLA-DR/MHC-II), as well as innate immune function (CD11b/CR3, CD14/LPS receptor, CD16/FcγRIII, and CD64/FcγRI). Sputum leukocytes were differentiated from cellular debris, bacteria, yeast, and squamous and bronchial epithelial cells by gating on CD45+ cells. Leukocyte populations were differentiated by using various specific gating strategies based on a combination of light scatter properties and the differential expression of CD45 (panleukocyte marker) and select surface lineage markers. Sputum dendritic cells were identified as lineage dim/negative HLA-DRhigh/CD11c(+) leukocytes. Sputum macrophages were somewhat subjectively subcategorized as either “immature” or “mature” based primarily on light scatter properties, with the latter characterized by greater forward and side scatter (ie, larger and more granular) relative to the immature macrophages. Upregulation or downregulation of specific surface molecules was quantified as a change in the mean fluorescence intensity (MFI) of the gated population. Fluorochrome-labeled antibodies were obtained from BD Biosciences (Franklin Lakes, NJ; CD11b–phycoerythrin (PE)–CY5, CD11c–allophycocyanin [APC], CD45-APC-Cy7, CD206-APC, HLA-DR–peridinin chlorophyll protein, Lineage Coctail-1 fluorescein isothiocyanate [FITC]) and Beckman Coulter (Fullerton, Calif; CD14-APC, CD16-PE, CD64-FITC, CD80-FITC, CD86-PE). Appropriate, nonspecific, labeled isotypic control antibodies were also obtained from these sources.
Phagocyte functional assays
Phagocytic function and respiratory burst activity of airway and blood phagocytes were assessed by means of flow cytometry with a BD FACSort flow cytometer, as previously described. Briefly, in vitro phagocytosis of FITC-labeled opsonized Saccharomyces cerevisiae zymosan-A bioparticles (3-4 μm in physical diameter; Molecular Probes, Inc, Eugene, Ore) by sputum phagocytes was assessed by measuring a shift in MFI (relative to control autofluorescence) of gated populations as an index of phagocytic activity. The number of particles engulfed per phagocytic cell was estimated as the ratio of the MFI of the phagocytic cell population and that of fluorescent zymosan particle. Respiratory burst activity was assessed after incubation (45 minutes at 37°C) of macrophages with Fc-OxyBurst reagent (dichlorodihydrofluorescein; Molecular Probes/Invitrogen, Eugene, Ore) and was measured as increased MFI, as described above.
Mediator measurement
Cytokines were measured with multi-plex technology (Meso ScaleDiscovery/MSD, Gaitherburg, Md). Each sample was analyzed with the Human MIP-1 alpha Ultra Sensitive Kit (lot no. K0031370) and the Human TH1/TH2 10-Plex Ultra Sensitive Kit (lot no. K0031431). All supernatant samples were diluted 1:4 and had a final dithiothreitol concentration of less than 1 mmol/L where no deleterious effects have been observed with the MSD platform.
Statistical procedures: Multiple imputation process
Multiple imputation is a statistical procedure for analyzing incomplete data by replacing each missing value multiple times with an imputed valueE1. Then the completed data sets can be created from the vectors of imputations. Because the sets of imputations are completed with repeated random draws under 1 model, we can integrate the complete-data analysis results, each using the same complete-data method to make 1 inference that reflects uncertainty because of missing values under that model. We illustrate the process with the following example.
Suppose that we have 15 subjects stratified by GSTM1 genotype, each being supposed to have the measurements at the baseline and 24 hours. In this data set (Table E1) subject 2 in the GSTM1+ cohort had a missing value for the baseline, and subject 15 in the GSTM1− cohort missed the 24-hour measurement. We are interested in conducting a t test to assess whether there is a difference in the changes between 24-hour values and baseline values between the GSTM1+ and GSTM1− cohorts.
The multiple imputation procedure is as follows:
Step 1Replace missing values with imputed data. To replace the missing observation for subject 2, make a random draw from {X1, X3, X4, X5, X6, X7, X8}, the available data at baseline within the GSTM1+ cohort. For subject 15, we replace the missing value with a draw randomly from {Y9, Y10, Y11, Y12, Y13, Y14}, the available data at 24 hours within the GSTM1− cohort. Thus the first complete data set, including the GSTM1+ and GSTM1− cohorts, is obtained.
Step 2Perform the t test. For the completed data set obtained in step 1, calculate the difference from baseline to 24 hours for each subject: d1=Y1−X1, d2=Y2−X2, …, d15=Y15−X15. We then test the null hypothesis that there is no difference in changes from baseline to 24 hours between the GSTM1+ and GSTM1− cohorts using an independent t test. Calculate the t statistic and the associated variance.
Step 3Repeat steps 1 and 2 for M times. We therefore obtain M t test statistics and M associated variances from the M completed data sets. Let
,
, l=1, …, M, be M completed-data estimates and the corresponding variances (ie,
is the t test statistic calculated from the lth completed data set and
is the variance associated with
).
Combine the results from the M analyses and make statistical inference. The combined estimate is



is


Results
PMN expression of CD14
We also observed a significant increase in CD14 expression on airway PMNs 24 hours after challenge when compared with baseline values in GSTM1− volunteers, with the change from baseline being significantly increased between GSTM1− and GSTM1+ volunteers. However, these differences appear to be due primarily to low-level CD14 expression on PMNs in GSTM1− volunteers before challenge (P = .02 vs prechallenge CD14 expression in GSTM1+ volunteers) rather than notable differences 24 hours after challenge (Fig E1).
Airway cytokines
We also examined supernatants recovered from airway sputum for a number of proinflammatory cytokines (IFN-γ, IL-1β, IL-2, IL-4, IL-5, IL-8, IL-10, IL-12p70, IL-13, macrophage inflammatory protein 1α, and TNF-α). Many of these were less than the level of detection in a majority of samples or were not significantly affected by ozone challenge. However, for IL-1β, there were measurable cytokine amounts in samples from 17 subjects of the GSTM1+ cohort and 12 subjects of the GSTM1− cohort. For IL-8 samples, there were measurable cytokine amounts in samples from 16 subjects of the GSTM1+ cohort and 13 subjects of the GSTM1− cohort. These results are shown in Fig E1, with IL-1β showing an increased trend in sputum recovered 4 hours after challenge in the GSTM1+ group (P = .08) and significantly increased in the GSTM1− group (P = .01). IL-8 showed a similar response pattern at 24 hours in both groups (P = .06 and .05 in the GSTM1+ and GSTM1− groups, respectively). There were no differences in cytokine response between the genotypes for either cytokine.
Fig E1.

Effect ofGSTM1 genotypes on CD14 expression on airway PMNs 24 hours after ozone exposure. ∗P = .002 for the GSTM1− cohort comparing baseline with 24-hour values within this genotype. +P = .05 change from baseline values at 24 hours in GSTM1− versus GSTM1+ volunteers.
Fig E2.

Effect ofGSTM1 genotypes on IL-1β and IL-8 levels in airway sputum recovered after exposure to ozone: GSTM1− volunteers had a significant increase in IL-1β levels 4 and 24 hours after completion of the ozone exposure protocol, as well as IL-8 levels 24 hours after ozone exposure. Nominal P values are noted in the body of the figure.
Table E1.
Example data set for imputation of missing data
| Subject no. | GSTM1 (+=1, −=2) | Baseline | After 24 h |
|---|---|---|---|
| 1 | 1 | X1 | Y1 |
| 2 | 1 | Y | |
| 3 | 1 | X3 | Y3 |
| 4 | 1 | X4 | Y4 |
| 5 | 1 | X5 | Y5 |
| 6 | 1 | X6 | Y6 |
| 7 | 1 | X7 | Y7 |
| 8 | 1 | X8 | Y8 |
| 9 | 2 | X9 | Y9 |
| 10 | 2 | X10 | Y10 |
| 11 | 2 | X11 | Y11 |
| 12 | 2 | X12 | Y12 |
| 13 | 2 | X13 | Y13 |
| 14 | 2 | X14 | Y14 |
| 15 | 2 | X15 | — |
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Reference
Supported by National Institutes of Health grants R01ES012706, P30ES010126, and P01AT002620, US Environmental Protection Agency Cooperative Agreement CR 83346301, and the National Institute of Environmental Health Sciences Division of Intramural Research. Although the research described in this article has been funded wholly or in part by the United States Environmental Protection Agency through cooperative agreement CR-83346301 with the Center for Environmental Medicine and Lung Biology at the University of North Carolina at Chapel Hill, it has not been subjected to the Agency's required peer and policy review and therefore does not necessarily reflect the views of the Agency, and no official endorsement should be inferred.
Disclosure of potential conflict of interest: B. Harris has received research report from the National Institute of Environmental Health Sciences, the US Environmental Protection Agency, and Purdue Pharmaceuticals–Quintiles. P. A. Bromberg has received research support from the US Environmental Protection Agency and the National Institutes of Health. D. B. Peden has consulted for GlaxoSmithKline and Funxional Therapeutics and has received research support from the National Institute of Environmental Health Sciences; the National Center for Complementary and Alternative Medicine; the National Heart, Lung, and Blood Institute; the US Environmental Protection Agency; the National Center for Research Resources. The rest of the authors have declared that they have no conflict of interest.
PII: S0091-6749(09)01145-2
doi:10.1016/j.jaci.2009.07.036
© 2009 American Academy of Allergy, Asthma & Immunology. Published by Elsevier Inc. All rights reserved.
Volume 124, Issue 6 , Pages 1222-1228.e5, December 2009
